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Spencer Ulrich

4 Years of Experience
Sioux Falls, SD
Broker

Spencer Ulrich is a registered investment advisor at Cetera Investment Advisers LLC, based in Sioux Falls, SD, with 4 years of industry experience. Spencer operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

500 S Minnesota Ave, Sioux Falls, SD, 57104

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Spencer makes referrals to various departments within First Premier Bank. This activity is not investment-related.

Employment History
Current Registrations
Cetera Investment Advisers LLC
February 2022 - Present · 4 yrs 5 mos
Cetera Investment Services LLCBroker
December 2021 - Present · 4 yrs 7 mos
State Registrations15 states
ALAZCACOFLIAKSMNMOMTNEORSDTXWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Spencer Ulrich - Financial Advisor | TrueAdvisor