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Anthony Serrano

Wells Fargo Advisors
4 Years of Experience
Austin, TX
3 DisclosuresBroker
View SEC Summary
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Anthony Serrano is a registered investment advisor at Wells Fargo Advisors, based in Austin, TX, with 4 years of industry experience. Anthony is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.

Wells Fargo Advisors
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14699 advisors
IM Fee
Planning only
Assets Under Management
$671.4B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

View Full SEC Brochure

Location

111 Congress Ave. 3rd Fl, Ste 300, [Tt-Rbo], Austin, TX, 78701

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Financial
July 2024
Final
Financial
May 2024
Final
Financial
December 2023
Final
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Wells Fargo Advisors
December 2021 - Present · 4 yrs 10 mos
Wells Fargo Clearing Services, LLCBroker
October 2021 - Present · 5 yrs
State Registrations1 state
TX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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