Carl Grubb
Carl Grubb is a registered investment advisor at Uwharrie Investment Advisors, INC., based in Albemarle, NC, with 4 years of industry experience. Carl is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Estate Planning, High Net Worth, Investment Management, Retirement Planning, and 1 more. Their firm serves 875 clients with $340M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $100K | 1.50% |
| $100K - $500K | 1.50% |
| $500K - $1.0M | 1.25% |
| $1.0M - $2.0M | 1.00% |
| $2.0M - $9.0M | 0.75% |
| $9M+ | 0.50% |
Fees are negotiable on a client-by-client basis. Minimum account size is generally $100,000.
Fee Estimator
Location
132 North First Street, Albemarle, NC, 28001
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Carl is a financial advisor at Uwharrie Investment Advisors, dedicating full-time hours to meeting with clients and servicing accounts. He is also a licensed insurance agent contracting with The Cason Group to produce life, disability, and long-term care insurance, taking a few hours per week. Additionally, Carl serves as President of the Board of Directors for the Carl & Linda Grubb Family YMCA, dedicating a few hours per week.
Employment History
Current Registrations
Uwharrie Investment Advisors, INC.
Private Client Services, LLCBroker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Kyle Eudy, CFPUwharrie Investment Advisors, INC.
- Tracey Hayes, ChFCEdward Jones
- David Gaskin, ChFCPrivate Client Services, LLC