Yik Chan is a registered investment advisor, based in Cerritos, CA, with 3 years of industry experience.
Location
11812 E South Street, Cerritos, CA, 90703
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Cetera Investment Advisers LLC
December 2024 - Present · 1 yr 7 mos
Cetera Investment Services LLCBroker
December 2024 - Present · 1 yr 7 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
October 2024 - December 2024 · 2 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 2024 - December 2024 · 2 mos
Charles Schwab & CO., INC.
January 2024 - October 2024 · 9 mos
Charles Schwab & CO., INC.Broker
April 2022 - October 2024 · 2 yrs 6 mos
State Registrations1 state
CA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.