Monarch Bhatt is a CFP-designated registered investment advisor at Ascent Fintech LLC, based in Carol Stream, IL, with 4 years of industry experience. Monarch operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Investment Management, Retirement Planning, Tax Planning. Their firm serves 39 clients with $3.4M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $100K | 1.00% |
| $100K - $500K | 0.90% |
| $500K - $1.0M | 0.80% |
| $1.0M - $3.0M | 0.70% |
| $3.0M - $5.0M | 0.60% |
| $5M+ | 0.50% |
The fee structure for passively managed assets is a flat 0.65% annual fee. The annual asset-based fees for both active and passive investment management are negotiable based upon certain criteria.
Fee Estimator
Location
Carol Stream, IL
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Monarch works as a Senior Financial Analyst for Roadrunner Transportation Services, a shipping and logistics company, dedicating full-time hours to this role. Monarch also serves as Executive Vice President at Ascent Infotech LLC, an IT services business, but devotes minimal time to this activity.
Employment History
Current Registrations
Ascent Fintech LLC
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.