Duc Pham is a registered investment advisor at Sonoran Investment Advisors, LLC, based in Scottsdale, AZ, with 2 years of industry experience. Duc operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, High Net Worth, Investment Management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 1.50% |
| $250K - $500K | 1.50% |
| $500K - $1.0M | 1.50% |
| $1.0M - $2.0M | 1.35% |
| $2M+ | 1.15% |
Fees are generally negotiable. Accredited clients will pay an annual fee of 1.50% of assets under management along with a 15.00% performance fee based on capital appreciation.
Fee Estimator
Location
3320 N Miller Rd, Scottsdale, AZ, 85251
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Duc is a surgeon at his own practice, Duc M Pham MD, PC, where he performs surgeries and handles management responsibilities. This occupies about half of Duc's time.
Employment History
Current Registrations
Sonoran Investment Advisors, LLC
Previous Registrations
Sonoran Investment Advisors, LLC
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.