Sean Miller is a registered investment advisor, based in Webster, NY, with 4 years of industry experience.
Location
Webster, NY
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Sean is associated with ESL Investment Services, operating under a DBA for LPL Business since 2022. He also works with ESL Investment Services, LLC, focusing on non-variable life insurance, dedicating about 10-20% of his time.
Employment History
Current Registrations
Esl Investment Services, LLCBroker
April 2022 - Present · 4 yrs 1 mo
Esl Investment Services, LLC
April 2022 - Present · 4 yrs 1 mo
LPL Financial LLCBroker
March 2022 - Present · 4 yrs 2 mos
LPL Financial LLC
March 2022 - Present · 4 yrs 2 mos
LPL Financial LLC
March 2022 - Present · 4 yrs 2 mos
Previous Registrations
Equitable Advisors, LLC
October 2021 - October 2021 · 0 mos
Equitable Advisors, LLCBroker
September 2021 - October 2021 · 1 mo
State Registrations1 state
NY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.