Charles Proctor is a registered investment advisor at Rock Harbor Capital LLC, based in Birmingham, MI, with 4 years of industry experience. Charles operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.50% |
Fee is negotiable based on the size of the account. You may aggregate accounts to achieve a lower rate.
Fee Estimator
Location
390 Park Street, Suite 250, Birmingham, MI, 48009
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Charles is an investment adviser representative at Rock Harbor LLC and Rock Harbor Capital, spending full-time hours at Rock Harbor LLC and about half his time marketing separately managed accounts at Rock Harbor Capital. He is also a registered representative at Foreside Fund Services, LLC and works as a waiter at Moose Preserve about 10-20% of his time.
Employment History
Current Registrations
Rock Harbor Capital LLC
Foreside Fund Services, LLCBroker
State Registrations8 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.