Roman Marquez is a registered investment advisor at Leo Wealth Americas, LLC, based in Hurst, TX, with 3 years of industry experience. Roman is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Estate Planning, Financial Planning & Coaching, Insurance Planning, Investment Management, and 2 more. Their firm serves 984 clients with $510M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.50% |
| $500K - $1000K | 1.25% |
| $1.0M - $10.0M | 1.00% |
| $10.0M - $25.0M | 0.85% |
| $25.0M - $75.0M | 0.65% |
| $75.0M - $150.0M | 0.50% |
| $150M+ | 0.35% |
Fees may be negotiable.
Fee Estimator
Location
860 Airport Freeway, Suite 402, Hurst, TX, 76054
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Leo Brokerage, LLCBroker
Leo Wealth Americas, LLC
Previous Registrations
Gds Wealth Management
Cetera Wealth Services, LLCBroker
Charles Schwab & CO., INC.Broker
TD Ameritrade, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Ray Pinson, CFPLeo Wealth Americas, LLC
- Zaphrey WilliamsLeo Wealth Americas, LLC
- Charles Mckenzie, CFPLeo Wealth Americas, LLC
- Danielle Schlech, CFPAmeriprise Financial Services, LLC
- Scott Armey, CFPAmeriprise Financial Services, LLC
- Oscar Barr, CFPLPL Financial LLC