LM
LM

Larry Mullett

4 Years of Experience
Dayton, OH
1 DisclosureBroker

Larry Mullett is a registered investment advisor at Ameriprise Financial Services, LLC, based in Dayton, OH, with 4 years of industry experience. Larry operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12781 advisors
Number of Clients
1,330,280 clients
Average Client Portfolio
$424K average
Assets Under Management
$564.6B

Fee Structure

Minimum Investment:$2K

Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.

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Location

Dayton, OH

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History

Regulatory History (1)
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Financial
November 2016
Final
Other Business Activities

Larry owns Mill Squad LLC and Shred Shirts LLC, both retail businesses, and spends minimal time on them. He also owns Four Down LLC to manage his Ameriprise business, dedicating a few hours per week.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
February 2025 - Present · 1 yr 3 mos
Ameriprise Financial Services, LLC
February 2025 - Present · 1 yr 3 mos
Ameriprise Financial Services, LLCBroker
February 2025 - Present · 1 yr 3 mos
Previous Registrations
Huntington Financial Advisors
August 2022 - January 2025 · 2 yrs 5 mos
The Huntington Investment CompanyBroker
August 2022 - January 2025 · 2 yrs 5 mos
Fifth Third Securities, INC.
April 2022 - July 2022 · 3 mos
Fifth Third Securities, INC.Broker
October 2021 - July 2022 · 9 mos
State Registrations6 states
AKKYLAMAOHTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.