Anna Yu is a registered investment advisor at Certuity, LLC, based in San Francisco, CA, with 4 years of industry experience. Anna operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Investment Management, and 1 more. Their firm serves 489 clients with $3.1B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Certuity's standard annual fee for managing your investments is a percentage of the value of your portfolio, typically between 0.30% and 1.50%. The specific rate depends on the amount you invest, the advisor you choose, and the services you receive. Fees are calculated based on the market value of your investments at the end of the previous quarter and are charged quarterly in advance. Certain clients have custom billing arrangements. If you invest in Certuity Private Funds, those assets are billed separately.
Location
One Letterman Drive, Suite D4900, San Francisco, CA, 94129
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Current Registrations
Certuity, LLC
Previous Registrations
First Republic Investment Management, INC.
First Republic Securities Company, LLCBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.