Roger Seng is a registered investment advisor at Cetera Investment Advisers LLC, based in Jasper, IN, with 4 years of industry experience. Roger operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
902 Main Street, Po Box 744, Jasper, IN, 47546
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Roger is a managing shareholder at Seng & Seng CPA's P.C., a certified public accounting firm, dedicating nearly full-time hours to this role. He is also a partner in S & S Rentals, managing commercial real estate, and the Utility Service Board Chairman for the City of Jasper, spending minimal time on each.
Employment History
Current Registrations
Cetera Wealth Services, LLCBroker
Cetera Investment Advisers LLC
Previous Registrations
Avantax Advisory Services
Avantax Investment Services, INC.Broker
State Registrations1 state
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