Sarah Henley
Sarah Henley is a registered investment advisor at MML Investors Services, LLC, based in Flint, MI, with 3 years of industry experience. Sarah operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Retirement Planning. Their firm serves 392,809 clients with $90B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
MML Investors Services manages investment menus for retirement plans and offers a managed account service for participants.
For the overall plan, MMLIS selects and monitors investment options. For participants using the managed account service, fees are charged quarterly, up to a maximum of 0.60% per year of the account value. MMLIS receives 0.10% of this fee, with the remainder going to Morningstar and the recordkeeper. The exact fees vary by recordkeeper and whether the service is a Qualified Default Investment Alternative.
Location
5141 Gateway Centre, Suite 400, Flint, MI, 48507
Get directionsHistory
Regulatory History (2)
Financial
July 2019Financial
July 2018Other Business ActivitiesSells Insurance
Sarah sells fixed insurance products with various companies, dedicating a few hours per week. She also provides brokerage and advisory services to members of Dort Financial Credit Union, taking about a quarter of her time, and owns a race management company, Track N Time, spending a few hours per week on it.
Employment History
Current Registrations
MML Investors Services, LLC
MML Investors Services, LLCBroker
Previous Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Oppenheimer & CO. INC.
Oppenheimer & CO. INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.