MD
MD

Michael Duncan

4 Years of Experience
Austin, TX
Broker

Michael Duncan is a registered investment advisor, based in Austin, TX, with 4 years of industry experience.

Location

Austin, TX

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Kestra Investment Services, LLC
August 2025 - Present · 9 mos
Kestra Advisory Services, LLC
August 2025 - Present · 9 mos
Kestra Investment Services, LLCBroker
August 2025 - Present · 9 mos
Previous Registrations
Wells Fargo Advisors
February 2022 - July 2025 · 3 yrs 5 mos
Wells Fargo Clearing Services, LLCBroker
November 2021 - July 2025 · 3 yrs 8 mos
State Registrations1 state
TX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.