Jason Lam is a registered investment advisor, based in Greenwood Village, CO, with 4 years of industry experience.
Location
8515 East Orchard Rd 4T2, Greenwood Village, CO, 80111
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Jason works as a remote online notary agent for BlueNotary, conducting mortgage loan and other general notarized documentation online.
Employment History
Current Registrations
Empower Financial Services, INC.
May 2023 - Present · 3 yrs
Empower Advisory Group, LLC
May 2023 - Present · 3 yrs
Empower Financial Services, INC.Broker
May 2023 - Present · 3 yrs
Previous Registrations
Stifel, Nicolaus & Company, Incorporated
September 2022 - May 2023 · 8 mos
Stifel, Nicolaus & Company, IncorporatedBroker
September 2022 - May 2023 · 8 mos
Wells Fargo Clearing Services, LLC
June 2022 - September 2022 · 3 mos
Wells Fargo Clearing Services, LLCBroker
February 2022 - September 2022 · 7 mos
State Registrations1 state
TX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.