TrueAdvisor
TrueAdvisor
DD
DD

Donna Dyke-Bajaj

Oppenheimer & CO. INC.
54 Years of Experience
Dallas, TX
1 DisclosureBroker
View SEC Summary
View SEC Summary

Donna Dyke-Bajaj is a registered investment advisor at Oppenheimer & CO. INC., based in Dallas, TX, with 54 years of industry experience. Donna is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Investment Management, and 2 more. Their firm serves 39,036 clients with $37B in assets under management.

Oppenheimer & CO. INC.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1159 advisors
Number of Clients
39,036 clients
Average Client Portfolio
$940K average
Assets Under Management
$36.7B

Fee Structure

Minimum Investment:$10K
Investment management only (planning not offered)
Minimum Annual Fee:$250
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

Maximum asset-based fees are up to 2.5% for the FAM program and up to 2.25% for the Preference program. Fees vary by program and are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

13455 Noel Road, Two Galleria Tower, Suite 1800, Dallas, TX, 75240

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
June 2011
Settled
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Oppenheimer & CO. INC.
April 2005 - Present · 21 yrs 6 mos
Oppenheimer & CO. INC.Broker
April 2005 - Present · 21 yrs 6 mos
Previous Registrations
Credit Suisse First Boston
January 2003 - April 2005 · 2 yrs 3 mos
Credit Suisse First Boston LLCBroker
November 2000 - April 2005 · 4 yrs 5 mos
Donaldson Lufkin & Jenrette Securities Corporation
August 1983 - January 2003 · 19 yrs 5 mos
Donaldson, Lufkin & Jenrette Securities CorporationBroker
January 1979 - January 2003 · 24 yrs
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
September 1978 - March 1988 · 9 yrs 6 mos
Dean Witter Reynolds INC.Broker
June 1978 - January 1979 · 7 mos
White, Weld & CO. IncorporatedBroker
January 1975 - September 1978 · 3 yrs 8 mos
White, Weld & CO., IncorporatedBroker
August 1974 - January 1975 · 5 mos
W. E. Hutton & CO.Broker
November 1971 - August 1974 · 2 yrs 9 mos
State Registrations17 states
ALCACODEFLGAILLAMDMONMNYOHOKPATXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Dallas, TX →All financial advisors in Texas →
Donna Dyke-Bajaj - Financial Advisor | TrueAdvisor