Samuel Plotkin is a CFA-designated registered investment advisor at Prosperitea Planning, based in Greenfield, MA, with 4 years of industry experience. Samuel operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Education Planning, Estate Planning, Financial Planning & Coaching, and 6 more. Their firm serves 121 clients with $180M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Investment management is included as part of the annual retainer package offered by ProsperiTea Planning. The firm does not charge a separate percentage fee based on the size of your portfolio for standard comprehensive clients. Instead, investment management, financial planning, and tax preparation are bundled into a single annual fee that starts at a minimum of $7,500 for new clients and varies based on your overall complexity, net worth, and income.
Location
308 Main Street, Suite 3A, Greenfield, MA, 01301
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Samuel owns personal real estate investments and acts as a landlord, dedicating a few hours per week to leasing and maintenance. He also volunteers on the investment committee for Temple Israel, spending minimal time per year.
Employment History
Current Registrations
Prosperitea Planning
Previous Registrations
Clarity Wealth Management LLC
Ae Wealth Management, LLC
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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