NM
NM

Nicholas Mcghee

3 Years of Experience
Springfield, IL
BrokerSells Insurance

Nicholas Mcghee is a registered investment advisor at Cetera Investment Advisers LLC, based in Springfield, IL, with 3 years of industry experience. Nicholas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

2659 W Lawrence Avenue, Springfield, IL, 62704

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Nicholas sells life, health, disability, annuities, and long-term care insurance as an insurance agent, dedicating about 10-20% of his time. He also works as an associate for M. A. Kluemke and Associates, spending full-time hours on administrative tasks and investment research.

Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2023 - Present · 2 yrs 11 mos
Cetera Wealth Services, LLCBroker
December 2022 - Present · 3 yrs 5 mos
Previous Registrations
Cetera Advisor Networks LLC
June 2023 - June 2023 · 0 mos
State Registrations14 states
ALCOFLIAILINMIMONCNVOHPASCWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Nicholas Mcghee - Financial Advisor | TrueAdvisor