James Mullis is a registered investment advisor at Cetera Investment Advisers LLC, based in Lancaster, SC, with 3 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
401 North Main, Lancaster, SC, 29720
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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James works as a financial advisor at Hess Financial Planning and as an assistant to tax advisors at Hess Tax and Accounting. He also works as a poll manager for Lancaster County, SC, dedicating minimal time to this role.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Avantax Advisory Services
Avantax Investment Services, INC.Broker
State Registrations1 state
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