Joseph Gieser is a registered investment advisor at Independent Financial Group, LLC, based in Irvine, CA, with 4 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 44,045 clients with $11B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
IFG offers investment management through various programs, including AccessPoint, Custom Asset Management, and Third Party Asset Managers. Fees are based on a percentage of the value of your account and are negotiable. Transaction charges may also apply. The maximum advisory fee is 3.00% per year. IFG and its IARs may receive additional compensation from product sponsors, which creates a conflict of interest.
Location
2081 Business Center Drive, #140, Irvine, CA, 92612
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Joseph is the Vice President of CAPS Management since 2020, dedicating about a quarter of his time to the role, which includes tax preparation. He also works as an independent contractor for CAPS Management, spending about a quarter of his time on record keeping, database management, process upgrades, tax return preparation, client interviews, and correspondence.
Employment History
Current Registrations
Independent Financial Group, LLC
Independent Financial Group, LLCBroker
Previous Registrations
Crown Capital Securities, L.P.
Crown Capital Securities, L.P.Broker
State Registrations16 states
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