Francis Friend
Francis Friend is a registered investment advisor at LPL Financial LLC, based in Verona, WI, with 4 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
108 N. Main Street, Verona, WI, 53593
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Regulatory History (1)
Customer Dispute
July 2025Other Business ActivitiesSells Insurance
Francis is an agent for Ash Brokerage selling non-variable insurance, dedicating a few hours per week. He also operates Lake Ridge Financial as a DBA for his LPL business, dedicating full-time hours.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Securities America Advisors, INC.
Securities America, INC.Broker
State Registrations12 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.