Francis Friend
Francis Friend is a registered investment advisor at LPL Financial LLC, based in Verona, WI, with 4 years of industry experience. Francis is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
108 N. Main Street, Verona, WI, 53593
Get directionsHistory
Regulatory History (1)
Customer Dispute
July 2025Other Business ActivitiesSells Insurance
Francis is an agent for Ash Brokerage selling non-variable insurance, dedicating a few hours per week. He also operates Lake Ridge Financial as a DBA for his LPL business, dedicating full-time hours.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Securities America Advisors, INC.
Securities America, INC.Broker
State Registrations12 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Andrew King, CFPWalkner Condon Financial Advisors LLC
- Felipe Molina, CFAWalkner Condon Financial Advisors LLC
- Sylvain Michelin, CFAWalkner Condon Financial Advisors LLC
- Bryan Minogue, CFA, CFPKardinal Financial
- Joel Craven, CFPLincoln Investment
- Shayne Fickling, ChFCCalton & Associates, INC.