Nicoh Alday
Nicoh Alday is a registered investment advisor at Orca Investment Management, LLC, based in Walnut Creek, CA, with 3 years of industry experience. Nicoh is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include High Net Worth, Investment Management, Retirement Planning. Their firm serves 364 clients with $210M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.25% |
Fees are negotiable based on account size, servicing requirements, and other factors, ranging up to 1.25% down to zero. Some legacy clients use a tiered schedule or pay a quarterly fixed fee.
Fee Estimator
Location
1255 Treat BLVD, STE 300, Walnut Creek, CA, 94597
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Orca Investment Management, LLC
Paulson Investment Company LLCBroker
Previous Registrations
Morgan Stanley
Morgan StanleyBroker
Vanguard Marketing CorporationBroker
Vanguard Marketing CorporationBroker
State Registrations14 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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