Michael Capuano
Michael Capuano is a registered investment advisor at Settanni Financial LLC, based in Armonk, NY, with 4 years of industry experience. Michael operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, High Net Worth, Investment Management, Retirement Planning, and 1 more. Their firm serves 160 clients with $400M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 2.00% |
| $500K - $1.0M | 1.75% |
| $1.0M - $3.0M | 1.50% |
| $3.0M - $10.0M | 1.25% |
| $10.0M - $50.0M | 1.00% |
| $50.0M - $100.0M | 0.75% |
| $100M+ | 0.75% |
Fees may be negotiable at the sole discretion of the Advisor. If the Client engages the Advisor for its wealth management services, the Client will pay a single fee for investment management, financial planning, taxes and estate planning.
Fee Estimator
Location
84 Business Park Drive, Suite 302, Armonk, NY, 10504
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Michael is dually registered as an investment advisor representative and a registered representative, dedicating most of his time to the former. He also works as an independent insurance agent, providing fixed insurance advice for approximately a quarter of his time.
Employment History
Current Registrations
Settanni Financial LLC
Previous Registrations
Purshe Kaplan Sterling InvestmentsBroker
Prudential Financial Planning Services
Pruco Securities, LLC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.