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Nicholas Fiano

4 Years of Experience
Wayzata, MN
Broker

Nicholas Fiano is a registered investment advisor at Capital Client Group, INC., based in Wayzata, MN, with 4 years of industry experience. Nicholas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management.

Compensation
N/A
Firm Size
583 advisors
IM Fee
Planning only

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

Wayzata, MN

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Capital Client Group, INC.
January 2026 - Present · 4 mos
Capital Client Group, INC.
January 2026 - Present · 4 mos
Capital Client Group, INC.Broker
January 2026 - Present · 4 mos
Previous Registrations
Federated Global Investment Management CORP.
March 2022 - January 2026 · 3 yrs 10 mos
Mdt Advisers, a Division of Federated Mdta LLC
March 2022 - January 2026 · 3 yrs 10 mos
Federated Investment Counseling
February 2022 - January 2026 · 3 yrs 11 mos
Federated Securities CORP.
February 2022 - January 2026 · 3 yrs 11 mos
Federated Securities CORP.Broker
January 2022 - January 2026 · 4 yrs
State Registrations5 states
CAMNNEPAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.