PS
PS

Paul Sowell

4 Years of Experience
New York, NY
Broker

Paul Sowell is a registered investment advisor at Wells Fargo Advisors, based in New York, NY, with 4 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

150 E 42nd Street, New York, NY, 10017

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Paul maintains a New York law license since 1996 and serves as trustee for his mother's trust since 2017, dedicating minimal time to each activity. Neither activity appears to be investment-related.

Employment History
Current Registrations
Wells Fargo Advisors
February 2023 - Present · 3 yrs 3 mos
Wells Fargo Advisors Financial Network, LLC
February 2023 - Present · 3 yrs 3 mos
Wells Fargo Advisors Financial Network, LLCBroker
February 2023 - Present · 3 yrs 3 mos
Wells Fargo Advisors
March 2022 - Present · 4 yrs 2 mos
Wells Fargo Clearing Services, LLC
January 2022 - Present · 4 yrs 4 mos
Wells Fargo Clearing Services, LLCBroker
January 2022 - Present · 4 yrs 4 mos
State Registrations1 state
NY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.