Joseph Hodgins is a registered investment advisor, based in LakeBay, WA, with 4 years of industry experience.
Location
LakeBay, WA
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Cambridge Investment Research, INC.Broker
May 2022 - Present · 4 yrs 2 mos
Cambridge Investment Research Advisors, INC.
May 2022 - Present · 4 yrs 2 mos
Cambridge Investment Research, INC.
May 2022 - Present · 4 yrs 2 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
March 2022 - June 2022 · 3 mos
Wells Fargo Clearing Services, LLCBroker
February 2022 - June 2022 · 4 mos
State Registrations2 states
IAWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.