James Topping is a registered investment advisor at Advisors Asset Management, INC., based in Lisle, IL, with 3 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,867 clients with $2B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
AAM provides investment management services for separately managed accounts. The annual fees for fixed income strategies range from 0.20% to 2.00%, and equity strategies range from 0.45% to 2.5%. Fees and services may be negotiable. AAM usually requires a minimum account size of $250,000 for fixed income strategies and $100,000 for equity strategies.
Location
4343 Commerce Court Suite 214, Lisle, IL, 60532
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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James is the President of the Associate Board for Compass to Care, a charitable organization, dedicating minimal time. He is also a Young Leaders Board Member for Refuge for Women Chicago, spending minimal time to support women who have escaped trafficking and sexual exploitation.
Employment History
Current Registrations
Advisors Asset Management, INC.
Advisors Asset Management, INC.Broker
State Registrations1 state
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