Mario Landa is a registered investment advisor at LPL Financial LLC, based in Yuba City, CA. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B
Fee Structure
Minimum Investment:$1K
Investment management only (planning not offered)
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
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Location
Yuba City, CA
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Regulatory History (1)
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Financial
June 2024Final
Employment History
Current Registrations
LPL Financial LLC
January 2026 - Present · 8 mos
LPL Financial LLCBroker
December 2025 - Present · 9 mos
LPL Financial LLC
December 2025 - Present · 9 mos
Previous Registrations
LPL Financial LLCBroker
July 2025 - August 2025 · 1 mo
State Registrations1 state
CA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.