BH
BH
Brian Heath
3 Years of Experience
5 Disclosures
Areas of Practice
Investment Management
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
53 advisors
IM Fee
Planning only
Assets Under Management
$40.8B
Fee Structure
Investment management only (planning not offered)
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
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Location
550 S Tryon St, 40th floor, Charlotte, NC, 28202-4200
Get directionsHistory
Regulatory History (5)
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Judgment / Lien
April 2025Judgment / Lien
October 2022Financial
October 2020Final
Financial
January 2020Final
Financial
February 2017Final
Employment History
Current Registrations
Wells Fargo Investment Institute, INC.
April 2022 - Present · 3 yrs 11 mos
State Registrations1 state
NC
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.