Nicholas Riotto is a CFP-designated registered investment advisor, based in Sewickley, PA, with 3 years of industry experience.
Location
1605 Carmody Court, Suite 400, Sewickley, PA, 15143
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Nicholas is a member of PRM Holdings LLC, managing an online retail shop. This activity takes minimal time and is not investment-related.
Employment History
Current Registrations
Kestra Investment Services, LLCBroker
September 2023 - Present · 2 yrs 8 mos
Kestra Private Wealth Services, LLC
September 2023 - Present · 2 yrs 8 mos
Previous Registrations
Morgan Stanley
April 2022 - September 2023 · 1 yr 5 mos
Morgan StanleyBroker
April 2022 - September 2023 · 1 yr 5 mos
State Registrations31 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.