Vincent Lemoine is a CFA-designated registered investment advisor, based in San Francisco, CA, with 4 years of industry experience.
Location
455 Market Street, Suite 2070, San Francisco, CA, 94133
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Cnr Securities, LLC
February 2022 - Present · 4 yrs 5 mos
Cnr Securities, LLCBroker
February 2022 - Present · 4 yrs 5 mos
RBC Rochdale, LLC
January 2022 - Present · 4 yrs 6 mos
State Registrations1 state
CA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.