Frank Bertsch is a registered investment advisor at Mariner Independent, based in Dubuque, IA, with 3 years of industry experience. Frank operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning, and 1 more. Their firm serves 3,051 clients with $5.6B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Mariner Platform Solutions charges an annual fee based on a percentage of your portfolio. This fee can range up to 2.50% per year, depending on the services provided and other factors. The firm may also apply a minimum fee. If you receive financial planning and consulting services in addition to investment advice, you may be subject to an additional fee. Fees are generally billed in advance on a quarterly basis. The management fee is negotiable.
Location
788 Main St., Ste 2, Dubuque, IA, 52001
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Frank is the owner of Intersect Wealth Management, LLC, offering investment advisory services, dedicating full-time hours. He is also a board member of Saint 4 Life Foundation, a non-profit organization, and a Class II independent director on the board of Flexsteel Industries, Inc, dedicating minimal time and a few hours per week, respectively.
Employment History
Current Registrations
Mariner Independent
State Registrations1 state
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