James Waters is a registered investment advisor at D.A. Davidson & CO., based in Lexington, SC, with 13 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 70,118 clients with $42B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
4586 Sunset Blvd., Lexington, SC, 29072
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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James referees local high school soccer games for the South Carolina High School League, a non-profit organization. This activity takes a few hours per week and is not investment-related.