Lukas Duffy is a CFP-designated registered investment advisor, based in Chicago, IL, with 3 years of industry experience.
Location
200 W. Madison St., Suite 2500, Chicago, IL, 60606
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Lukas is an agent/producer for both Matthew Baker Inc. and Luke Duffy Consulting, selling fixed insurance products, though he has not sold any yet. These activities each take minimal time.
Employment History
Current Registrations
Hightower Securities, LLC
August 2025 - Present · 1 yr 1 mo
Hightower Advisors, LLC
August 2025 - Present · 1 yr 1 mo
Hightower Securities, LLCBroker
August 2025 - Present · 1 yr 1 mo
Previous Registrations
Osaic Wealth, INC.
January 2024 - August 2025 · 1 yr 7 mos
Osaic Wealth, INC.Broker
January 2024 - August 2025 · 1 yr 7 mos
Woodbury Financial Services, INC.
September 2022 - January 2024 · 1 yr 4 mos
Woodbury Financial Services, INC.Broker
April 2022 - January 2024 · 1 yr 9 mos
State Registrations1 state
IN
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.