Lukas Duffy is a CFP-designated registered investment advisor, based in Valparaiso, IN, with 4 years of industry experience. Lukas is also registered as a broker, so some compensation may come from commissions on products sold.
Location
15 N Franklin Street, Suite 100, Valparaiso, IN, 46383
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Lukas is an agent/producer for both Matthew Baker Inc. and Luke Duffy Consulting, selling fixed insurance products, though he has not sold any yet. These activities each take minimal time.
Employment History
Current Registrations
Hightower Securities, LLC
Hightower Advisors, LLC
Hightower Securities, LLCBroker
Previous Registrations
Osaic Wealth, INC.
Osaic Wealth, INC.Broker
Woodbury Financial Services, INC.
Woodbury Financial Services, INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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