Rocio Espinosa
Rocio Espinosa is a registered investment advisor at Asset Allocation Strategies, LLC, based in Farmington, MI, with 4 years of industry experience. Rocio operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 4,394 clients with $1B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
AAS charges a percentage of the value of your portfolio annually, billed quarterly. The maximum fee is 2% per year. The specific fee is agreed upon in your investment advisory agreement and may be negotiable. If you cancel your agreement, you'll receive a refund for any unused portion of the fee. Additional deposits during a quarter may be billed on a pro-rata basis. Withdrawals during a billing period do not generally result in a refund unless you terminate the agreement.
Location
33335 Grand River, Farmington, MI, 48336
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Rocio is a national sales director for ValuTeachers, selling fixed-indexed annuities and life insurance, dedicating nearly full-time hours to this. She is also an IAR for Asset Allocation Strategies, LLC, spending about 10-20% of her time soliciting and managing advisory accounts, and CEO of Financial Wellness Corp and Villas at the Hamocks LLC, spending minimal time on each.
Employment History
Current Registrations
Asset Allocation Strategies, LLC
Glp Investment Services, LLC
Glp Investment Services, LLCBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.