Connie Wiltfong
Connie Wiltfong is a ChFC-designated registered investment advisor at Capstone Investment Management LLC, based in Ormond Beach, FL, with 4 years of industry experience. Connie operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, High Net Worth, and 4 more. Their firm serves 296 clients with $94M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 1.15% |
| $250K - $5.0M | 0.95% |
| $5.0M - $10.0M | 0.75% |
| $10.0M - $20.0M | 0.50% |
| $20M+ | 0.50% |
Fees are negotiable for accounts over $20,000,000. Billed monthly in arrears.
Fee Estimator
Location
570 Memorial Circlee, Suite 325, Ormond Beach, FL, 32174
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Connie is the owner/agent of Capstone Planning, LLC, an insurance business, dedicating about 10-20% of her time. She is also the owner of Capstone LLC, a business holding company, spending minimal time on it.
Employment History
Current Registrations
Capstone Investment Management LLC
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Christine Capps, CFPWells Fargo Advisors
- Tara Sanders, CFPCompass Financial Advisory Services, LLC
- Richard Pankratz, CFPBroadstreet Financial Advisers LLC
- Miranda Mumma, CFP, ChFCHolland Advisory Services, INC.
- Linda Lampman, CFPWells Fargo Advisors
- Jason Morgan, CFPEdward Jones