Shawn Watts
Shawn Watts is a registered investment advisor at Zia Capital Investments LLC, based in Albuquerque, NM, with 3 years of industry experience. Shawn operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Investment Management, and 2 more. Their firm serves 52 clients with $6M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.00% |
Fees are negotiable.
Fee Estimator
Location
Albuquerque, NM
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Shawn is an independent insurance agent, spending about a quarter of his time on this activity. He is also a real estate associate broker and mortgage loan officer, dedicating about 10-20% of his time to each.
Employment History
Current Registrations
Zia Capital Investments LLC
Previous Registrations
Modern Financial
Mutual of Omaha Investor Services, INC.
Mutual of Omaha Investor Services, INC.Broker
First Command Brokerage Services, INC.Broker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.