Lakshmi Srinivas is a registered investment advisor, based in Plano, TX, with 3 years of industry experience.
Location
7900 Windrose Avenue, Plano, TX, 75024
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Lakshmi is an employee of The Vanguard Group, Inc., the parent company of Vanguard Marketing Corporation. This appears to be her primary employment.
Employment History
Current Registrations
Vanguard Marketing Corporation
June 2022 - Present · 4 yrs 3 mos
Vanguard Marketing CorporationBroker
June 2022 - Present · 4 yrs 3 mos
Vanguard Advisers, INC.
May 2022 - Present · 4 yrs 4 mos
State Registrations3 states
AZILTX
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.