SH
SH
Seth Hensley
4 Years of Experience
Westlake, TX
3 DisclosuresBroker
Seth Hensley is a registered investment advisor at Charles Schwab & CO., INC., based in Westlake, TX, with 4 years of industry experience. Seth is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Insurance Planning, and 3 more.
Compensation
Fixed/Hourly
Firm Size
8343 advisors
Number of Clients
Not specified
Average Client Portfolio
Not specified
Fee Structure
Planning is included in investment management
Minimum Annual Fee:$4,000
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 0.80% |
| $1.0M - $2.0M | 0.75% |
| $2.0M - $5.0M | 0.70% |
| $5.0M - $10.0M | 0.50% |
| $10.0M - $25.0M | 0.30% |
| $25M+ | 0.30% |
Fees for assets over $25 million are negotiable. A grandfathered schedule exists for clients enrolled prior to October 1, 2024.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
Loading...
Location
3000 Schwab Way, Westlake, TX, 76262
Get directionsHistory
Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Financial
October 2023Final
Financial
August 2023Final
Financial
May 2022Final
Employment History
Current Registrations
Charles Schwab & CO., INC.
April 2026 - Present · 6 mos
Charles Schwab & CO., INC.Broker
October 2022 - Present · 4 yrs
Previous Registrations
TD Ameritrade, INC.Broker
June 2022 - December 2023 · 1 yr 6 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
More Advisors
- Thomas Morgan, CFPCharles Schwab & CO., INC.
- Carrie Stevenson, CFPCharles Schwab & CO., INC.
- Quentin Mccart, CFPCharles Schwab & CO., INC.
- Adrian DossCharles Schwab & CO., INC.
- Timothy ForresterCharles Schwab & CO., INC.
- Ramsey Abu-ShairCharles Schwab & CO., INC.