Richard Prozzo
Richard Prozzo is a registered investment advisor at Davidson Wealth Management LLC, based in Forked River, NJ, with 3 years of industry experience. Richard is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Education Planning, Estate Planning, Financial Planning & Coaching, and 4 more. Their firm serves 228 clients with $170M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.75% |
| $500K - $1.0M | 1.50% |
| $1.0M - $3.0M | 1.25% |
| $3.0M - $5.0M | 1.00% |
| $5M+ | 0.75% |
Annual fees are negotiable and are pro-rated and paid quarterly in arrears or advance depending on the investment platform.
Fee Estimator
Location
1041 West Lacey Road, 2nd Floor, Forked River, NJ, 08731
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Richard is a licensed insurance agent and administrative assistant at Davidson Wealth Management LLC, starting in 2022, dedicating a few hours per week to insurance-related duties. He also works as a registered assistant at Davidson Wealth Management LLC, dedicating nearly full-time hours to administrative tasks, investment implementation, and portfolio management.
Employment History
Current Registrations
Davidson Wealth Management LLC
Osaic Wealth, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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