James Thornton
James Thornton is a registered investment advisor at Fifth Pointe, based in Richmond, VA, with 3 years of industry experience. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 2.00% |
| $250K - $500K | 1.75% |
| $500K - $750K | 1.50% |
| $750K - $1.0M | 1.25% |
| $1M+ | 1.00% |
Fees may be negotiable on a client-to-client basis. When leveraging a third-party Order Management System (“Pontera”) to facilitate portfolio management of held away assets, an annual fee of .30% is charged in addition to the firm’s normal fee schedule.
Fee Estimator
Location
Richmond, VA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
James owns Fifth Pointe Financial LLC, where he advises on and sells property and casualty (P&C) and health insurance products. This activity takes about a quarter of James's time.
Employment History
Current Registrations
Fifth Pointe
Previous Registrations
Fifth Pointe
Money Concepts Advisory Service
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.