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Leico Lemus

2 Years of Experience
Santa Ana, CA
Broker

Leico Lemus is a registered investment advisor at Cws Investments, based in Santa Ana, CA, with 2 years of industry experience. Leico operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Real Estate Investing.

Compensation
N/A
Firm Size
12 advisors
Number of Clients
Not specified
Average Client Portfolio
Not specified

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)

CWSI does not charge investment management fees to clients. They act as a solicitor for affiliated real estate funds.

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Location

Santa Ana, CA

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Cws Investments
April 2025 - Present · 1 yr 1 mo
Cws Investments
April 2025 - Present · 1 yr 1 mo
Cws InvestmentsBroker
April 2025 - Present · 1 yr 1 mo
Previous Registrations
Wedbush Securities INC.
January 2024 - May 2025 · 1 yr 4 mos
Wedbush Securities INC.Broker
September 2023 - May 2025 · 1 yr 8 mos
State Registrations2 states
CATX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Leico Lemus - Financial Advisor | TrueAdvisor