Nicholas Aubin
Nicholas Aubin is a registered investment advisor at Cetera Investment Advisers LLC, based in Rochelle Park, NJ, with 3 years of industry experience. Nicholas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
201 West Passaic Street, Suite 301, Rochelle Park, NJ, 07662
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Nicholas works full-time as a financial professional for BGS Capital Management, LLC. He also owns rental property, works as a golf caddy, sells fixed insurance (health, property, and casualty), and refers property and casualty business for Polaris Galaxy Insurance, LLC.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Financial Specialists LLC
Cetera Financial Specialists LLCBroker
Previous Registrations
Nylife Securities LLCBroker
State Registrations11 states
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