Nicholas Hartley
Nicholas Hartley is a CFP-designated registered investment advisor at Windward Private Wealth Management INC., based in Kansas City, MO, with 4 years of industry experience. Nicholas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Education Planning, Estate Planning, Financial Planning & Coaching, and 4 more. Their firm serves 235 clients with $310M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $3.0M | 1.00% |
| $3.0M - $5.0M | 0.80% |
| $5.0M - $10.0M | 0.70% |
| $10M+ | 0.70% |
Fees for portfolios over $10,000,000 are negotiable. 529 plan assets are charged a separate flat fee of 0.50%.
Fee Estimator
Location
851 NW 45th Street, Suite 106, Kansas City, MO, 64116
Get directionsHistory
Regulatory History (1)
Criminal
November 2019Employment History
Current Registrations
Windward Private Wealth Management INC.
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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