Nicholas Hartley
Nicholas Hartley is a CFP-designated registered investment advisor at Windward Private Wealth Management INC., based in Overland Park, KS, with 3 years of industry experience. Nicholas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Insurance Planning, Investment Management, and 2 more. Their firm serves 235 clients with $270M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $3.0M | 1.00% |
| $3.0M - $5.0M | 0.80% |
| $5.0M - $10.0M | 0.70% |
| $10M+ | 0.70% |
Fees negotiable for accounts over $10,000,001. Where Windward manages 529 plan assets, annual fees on these assets are 0.50% and are in addition to the wealth management fee and minimum quarterly fee.
Fee Estimator
Location
10955 Lowell Avenue, Suite 410, Overland Park, KS, 66210
Get directionsHistory
Regulatory History (1)
Criminal
November 2019Employment History
Current Registrations
Windward Private Wealth Management INC.
State Registrations3 states
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