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Miguel Macareno

3 Years of Experience
The Woodlands, TX
3 DisclosuresBroker

Miguel Macareno is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in The Woodlands, TX, with 3 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
25581 advisors
Number of Clients
1,738,212 clients
Average Client Portfolio
$869K average
Assets Under Management
$1511.1B

Fee Structure

Investment management only (planning not offered)

The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.

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Location

9595 Six Pines Dr, The Woodlands, TX, 77380

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Financial
December 2021
Final
Financial
March 2018
Final
Criminal
November 2016
Final Disposition
Other Business Activities

Miguel owns Degen Digital Arts, where he creates digital drawings and prints them on t-shirts for purchase. He spends a few hours per week on this activity.

Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
February 2025 - Present · 1 yr 5 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
February 2025 - Present · 1 yr 5 mos
Previous Registrations
Wells Fargo Advisors
July 2022 - January 2025 · 2 yrs 6 mos
Wells Fargo Clearing Services, LLCBroker
June 2022 - January 2025 · 2 yrs 7 mos
State Registrations50 states
AKALARAZCACOCTDCDEFLGAIAIDILINKSKYLAMDMEMIMNMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.