EH
EH

Ethan Harris

4 Years of Experience
West Chester, PA
Broker

Ethan Harris is a registered investment advisor at Cetera Investment Advisers LLC, based in West Chester, PA, with 4 years of industry experience. Ethan operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
Loading...

Location

1209 West Chester Pike Ste 101, West Chester, PA, 19382

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Employment History
Current Registrations
Cetera Investment Advisers LLC
December 2024 - Present · 1 yr 5 mos
Cetera Investment Services LLCBroker
December 2024 - Present · 1 yr 5 mos
Previous Registrations
Cuso Financial Services, L.P.
July 2023 - December 2024 · 1 yr 5 mos
Cuso Financial Services, L.P.Broker
August 2022 - December 2024 · 2 yrs 4 mos
Vanguard Marketing CorporationBroker
February 2022 - August 2022 · 6 mos
State Registrations4 states
ALDENJPA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Ethan Harris - Financial Advisor | TrueAdvisor