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Neil Johnson

4 Years of Experience
Scottsdale, AZ
BrokerSells Insurance

Neil Johnson is a registered investment advisor, based in Scottsdale, AZ, with 4 years of industry experience.

Location

6720 N Scottsdale Road, Suite 290, Scottsdale, AZ, 85253

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Neil works as a valet at a steakhouse, dedicating about 10-20% of his time to this role. Neil also works as an agent/broker for North Star Consultants & North Star Brokerage Group, offering group/employee benefits and fixed insurance options (excluding annuities), spending a few hours per week on this activity.

Employment History
Current Registrations
Cetera Wealth Services, LLC
August 2023 - Present · 2 yrs 9 mos
Cetera Investment Advisers LLC
August 2023 - Present · 2 yrs 9 mos
Cetera Wealth Services, LLCBroker
August 2023 - Present · 2 yrs 9 mos
Previous Registrations
Securian Financial Services, INC.
March 2022 - August 2023 · 1 yr 5 mos
Securian Financial Services, INC.Broker
February 2022 - August 2023 · 1 yr 6 mos
State Registrations8 states
AZCACOFLMNNCSCWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Neil Johnson - Financial Advisor | TrueAdvisor