Shayn Horrocks is a registered investment advisor at Great Oak Wealth Management, INC, based in Pottstown, PA, with 2 years of industry experience. Shayn operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning, and 1 more. Their firm serves 120 clients with $99M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 0.90% |
| $1.0M - $2.0M | 0.80% |
| $2.0M - $5.0M | 0.60% |
| $5.0M - $10.0M | 0.40% |
| $10M+ | 0.25% |
Fees are prorated for cash flows exceeding $100,000 in a particular calendar quarter.
Fee Estimator
Location
Pottstown, PA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Shayn operates Kemp Harvest Financial Group as a DBA for his LPL business, dedicating full-time hours to it. He also works as a delivery driver for Door Dash, spending a few hours per week on this non-investment related activity.
Employment History
Current Registrations
Great Oak Wealth Management, INC
Previous Registrations
LPL Financial LLCBroker
LPL Financial LLC
M. S. Howells & CO.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.