Margaret Nickens is a CFP-designated registered investment advisor at Elm3 Financial Group, LLC, based in Alpharetta, GA, with 4 years of industry experience. Margaret operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning, and 1 more. Their firm serves 287 clients with $190M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.25% |
| $1.0M - $3.0M | 1.00% |
| $3.0M - $5.0M | 0.80% |
| $5M+ | 0.70% |
Quarterly fees may be less for employee-related accounts, at Elm3's discretion.
Fee Estimator
Location
5755 North Point Pkwy, Suite 92, Alpharetta, GA, 30022-1145
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Margaret provides payroll services for Elm3 CPA, Tax and Accounting since August 2023. This takes about 10-20% of Margaret's time and is not investment-related.
Employment History
Current Registrations
Elm3 Financial Group, LLC
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.