Rocky Goodman is a registered investment advisor at Cetera Investment Advisers LLC, based in Fort Smith, AR, with 3 years of industry experience. Rocky operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location
3101 S 70th Street, Fort Smith, AR, 72903
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Cetera Investment Advisers LLC
September 2025 - Present · 7 mos
Previous Registrations
Avantax Advisory Services
March 2025 - September 2025 · 6 mos
Garland and Greenwood Wealth Advisors LLC
September 2022 - March 2025 · 2 yrs 6 mos
State Registrations1 state
AR
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.